You will be asked about specific SEC rules. It's helpful to be up to speed on recent rules and the the regulatory framework for the program in which you are interviewing.
Securities Analyst Interview Questions
524 securities analyst interview questions shared by candidates
You have 10m, how would you invest it ?
Tell me about your senior thesis in [a language I had put down as being 'proficient' on my resume]?
Describe what roles you would want to take on after this role and your ideal top position.
If you had a portfolio of $1,000,000, how would you invest it?
I was asked one question and that was whether or not I could work in a team.
Fannie Mae has been going through a lot of turmoil recently, why are you interested in joining at this time?
If you have a pet peeve, what is it and how would you describe it?
Are you familiar with the Dodd-Frank legislation?
What is your experience with Excel?
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